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The following document has been created by Howard Kennedy to compliment the FCA's Regulatory Initiatives Grid which was published on 7 May 2020. The Grid was published by the FCA to provide a clear understanding of the regulatory pipeline and to help stakeholders plan for initiatives that might have significant operational impact on them
This document should be read in conjunction with the Grid as it provides background and context to measures described in the Retail investments, Investment Management and Wholesale Financial Markets sections. It also breaks down the various initiatives by relevance to different stakeholders and rates each initiatives relative importance to the financial services industry. Please note, this document is not intended to be a comprehensive summary of all regulatory initiatives on the horizon, but rather a guide to help interested parties to understand the FCA's grid better and to assess what elements (if any) are likely to be relevant to their business.
There are some big changes on the horizon for many involved in the financial services industry. If you would like to chat about how one of the initiatives will affect you or your business, contact James Kaufmann.